UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Paul Michael George Guest

  IRN PXG00081

  • [FCA CF] Client dealing (16 Nov 2020 to 4 Jul 2022)
  • [FCA CF] Manager of certification employee (16 Nov 2020 to 4 Jul 2022)
• Paul Yates

  IRN PTY00002

  • CF1 Director (3 Apr 2003 to 30 Sep 2005)
  • CF8 Apportionment and Oversight (3 Apr 2003 to 30 Sep 2005)
• Pauline Priscilla Simpson-Porter

  IRN PPS01023

  • CF30 Customer (6 Jun 2014 to 31 Jul 2017)
• Peter Davis

  IRN PXD01740

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2023)
  • CF2 Non Executive Director (7 Jan 2016 to 8 Dec 2019)
• Peter Fehr

  IRN PXF01469

  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Peter Hugh Mackaness

  IRN PHM01066

  • CF30 Customer (5 Jun 2014 to 30 Dec 2014)
• Philip Henry Cobham Payne

  IRN PHP01013

  • CF27 Investment Management (1 Dec 2001 to 12 Feb 2002)
• Philip Ian Dickinson Craig

  IRN PIC01012

  • CF15 Internal Audit (1 Dec 2001 to 3 Sep 2004)
• Ramsay Mahmoud Nafa

  IRN RMN01047

  • CF11 Money Laundering Reporting (26 Nov 2013 to 27 Jul 2015)
  • CF10 Compliance Oversight (26 Nov 2013 to 17 Mar 2017)
• Rena Pabari

  IRN RXM00362

  • [FCA CF] Material risk taker (21 Jan 2025 to 30 Jun 2025)

No changes recorded yet.