Paul Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2005)
    • CF1 Director (3 Apr 2003 to 30 Sep 2005)
    • CF3 Chief Executive (3 Apr 2003 to 30 Sep 2005)
    • CF8 Apportionment and Oversight (3 Apr 2003 to 30 Sep 2005)
    • CF21 Investment Adviser (10 Jan 2002 to 30 Sep 2005)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2005)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF1 Director (3 Apr 2003 to 30 Sep 2005)
    • CF8 Apportionment and Oversight (3 Apr 2003 to 30 Sep 2005)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF8 Apportionment and Oversight (3 Apr 2003 to 30 Sep 2005)
    • CF1 Director (1 Dec 2001 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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