Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (16 Nov 2020 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 4 Jul 2022)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Client dealing (16 Nov 2020 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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