Ramsay Mahmoud Nafa

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • SMF16 Compliance Oversight (29 May 2025 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2020)
    • CF11 Money Laundering Reporting (10 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2017 to 8 Dec 2019)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • SMF16 Compliance Oversight (29 May 2025 to 30 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2020)
    • CF10 Compliance Oversight (10 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Apr 2017 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF11 Money Laundering Reporting (26 Nov 2013 to 27 Jul 2015)
    • CF10 Compliance Oversight (26 Nov 2013 to 17 Mar 2017)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF11 Money Laundering Reporting (26 Nov 2013 to 27 Jul 2015)
    • CF10 Compliance Oversight (26 Nov 2013 to 17 Mar 2017)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF11 Money Laundering Reporting (26 Nov 2013 to 27 Jul 2015)
    • CF10 Compliance Oversight (26 Nov 2013 to 17 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.