UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Reto Ketterer

  IRN RXK01679

  • CF1 Director (17 Jun 2014 to 9 Dec 2016)
• Richard Andrew Hulme

  IRN RXH06904

  • [FCA CF] Client dealing (27 Aug 2020 to 30 Nov 2021)
• Richard Hodgson

  IRN RXH00069

  • [FCA CF] Material risk taker (27 Aug 2025 to 20 Feb 2026)
• Rodolphe Wolfgang Richard Robert Brumm

  IRN RWB00074

  • [FCA CF] Client dealing (27 Aug 2020 to 28 May 2021)
  • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
• Romain Pradines

  IRN RXP02407

  • [FCA CF] Client dealing (20 Aug 2020 to 13 Jun 2022)
• Rosemary Diana Rachel Bichard

  IRN RDB01059

  • SMF14 Senior Independent Director (since 30 Nov 2023)
  • Director of firm who is not a certification employee or a SMF manager (20 May 2022 to 30 Nov 2023)
• Roya Motalleb-Zadeh

  IRN RXM01421

  • [FCA CF] Material risk taker (since 23 Mar 2026)
• Ruth Beechey

  IRN RXB01657

  • [FCA CF] Material risk taker (18 Sep 2020 to 31 Dec 2021)
  • CF1 Director (19 Oct 2012 to 15 Feb 2017)
• Samuel Rex Maurice Sananes

  IRN SRS01119

  • CF30 Customer (11 Jun 2014 to 19 Mar 2017)
• Sebastjan Smodis

  IRN SXS00425

  • SMF4 Chief Risk (since 27 Feb 2026)

No changes recorded yet.