Sebastjan Smodis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management (UK) Ltd
FRN 119319
- SMF4 Chief Risk (since 27 Feb 2026)
UBS Asset Management Funds Ltd
FRN 141661
- SMF4 Chief Risk (since 27 Feb 2026)
UBS Asset Management Life Ltd
FRN 186527
- SMF4 Chief Risk (since 27 Feb 2026)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- [FCA CF] Significant management (22 Jan 2026 to 2 Mar 2026)
- [FCA CF] Manager of certification employee (21 Jan 2025 to 19 Jan 2026)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- [FCA CF] Material risk taker (7 Jul 2020 to 16 Sep 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.