UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Seraina Frey-Tiessen

  IRN SXF00331

  • SMF24 Chief Operations (since 8 Aug 2022)
• Sharon Canham

  IRN SXC00255

  • SMF24 Chief Operations (2 Jan 2025 to 17 Jan 2025)
  • [FCA CF] Material risk taker (29 Jul 2022 to 24 Apr 2025)
  • [FCA CF] Significant management (17 Nov 2020 to 24 Apr 2025)
• Sophie Dupre-Echeverria

  IRN SNE01011

  • CF28 Systems and controls (4 May 2018 to 30 Oct 2018)
• Stephen John Hutton

  IRN SJH01224

  • CF1 Director (22 Nov 2016 to 14 Mar 2018)
• Susan Beverley Hudson

  IRN SXH00029

  • [FCA CF] Manager of certification employee (26 May 2021 to 8 Jun 2021)
  • [FCA CF] Material risk taker (15 Sep 2020 to 8 Jun 2021)
  • [FCA CF] Significant management (15 Sep 2020 to 8 Jun 2021)
• Susan Ebenston

  IRN SXE01100

  • SMF9 Chair of the Governing Body (since 12 Dec 2023)
• Thibault Marie Bernard Sauvage

  IRN TMS01108

  • [FCA CF] Client dealing (27 Aug 2020 to 30 Nov 2021)
  • CF30 Customer (27 Oct 2016 to 8 Dec 2019)
• Thomas David Griffiths

  IRN TXG77403

  • SMF3 Executive Director (since 1 Sep 2025)
  • [FCA CF] Significant management (since 26 Nov 2020)
  • [FCA CF] Material risk taker (26 Nov 2020 to 20 Oct 2023)
• Tommaso Albanese

  IRN TXA01042

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 9 Apr 2024)
  • CF29 Significant management (21 Aug 2018 to 8 Dec 2019)
  • CF30 Customer (6 Nov 2014 to 8 Dec 2019)
• Viktor Kozel

  IRN VXK01212

  • [FCA CF] Manager of certification employee (27 Aug 2020 to 30 Nov 2021)
  • [FCA CF] Client dealing (27 Aug 2020 to 30 Nov 2021)

No changes recorded yet.