Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 16 Dec 2025)
    • [FCA CF] Manager of certification employee (since 16 Dec 2025)
    • [FCA CF] Client dealing (since 16 Dec 2025)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Material risk taker (10 Nov 2023 to 29 Aug 2025)
    • [FCA CF] Client dealing (27 Aug 2020 to 29 Aug 2025)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 29 Jul 2025)
    • CF30 Customer (20 Mar 2019 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Manager of certification employee (27 Aug 2020 to 30 Nov 2021)
    • [FCA CF] Client dealing (27 Aug 2020 to 30 Nov 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Jul 2018)
    • CF30 Customer (12 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.