Sophie Dupre-Echeverria

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AUSTRALIANSUPER (UK) LTD
FRN 741471
- SMF16 Compliance Oversight (since 20 Oct 2025)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- SMF16 Compliance Oversight (14 Oct 2020 to 29 Sep 2025)
- SMF4 Chief Risk (30 May 2019 to 29 Sep 2025)
Gulf International Bank Bsc (no longer approved here)
FRN 204659
- SMF16 Compliance Oversight (14 Oct 2020 to 29 Sep 2025)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF28 Systems and controls (4 May 2018 to 30 Oct 2018)
UBS Asset Management Funds Ltd (no longer approved here)
FRN 141661
- CF28 Systems and controls (4 May 2018 to 30 Oct 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.