Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Manager of certification employee (26 May 2021 to 8 Jun 2021)
    • [FCA CF] Significant management (15 Sep 2020 to 8 Jun 2021)
    • [FCA CF] Material risk taker (15 Sep 2020 to 8 Jun 2021)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Manager of certification employee (26 May 2021 to 8 Jun 2021)
    • [FCA CF] Significant management (15 Sep 2020 to 8 Jun 2021)
    • [FCA CF] Material risk taker (15 Sep 2020 to 8 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.