Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAF Financial Solutions Limited
FRN 189450
- Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2025)
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Rothschild & Co Wealth Management UK Limited
FRN 218613
- [FCA CF] Material risk taker (since 1 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2023)
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- [FCA CF] Manager of certification employee (26 May 2021 to 8 Jun 2021)
- [FCA CF] Significant management (15 Sep 2020 to 8 Jun 2021)
- [FCA CF] Material risk taker (15 Sep 2020 to 8 Jun 2021)
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- [FCA CF] Manager of certification employee (26 May 2021 to 8 Jun 2021)
- [FCA CF] Significant management (15 Sep 2020 to 8 Jun 2021)
- [FCA CF] Material risk taker (15 Sep 2020 to 8 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.