Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • SMF24 Chief Operations (2 Jan 2025 to 17 Jan 2025)
    • [FCA CF] Material risk taker (29 Jul 2022 to 24 Apr 2025)
    • [FCA CF] Significant management (17 Nov 2020 to 24 Apr 2025)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF24 Chief Operations (2 Jan 2025 to 17 Jan 2025)
    • [FCA CF] Material risk taker (29 Jul 2022 to 24 Apr 2025)
    • [FCA CF] Significant management (17 Nov 2020 to 24 Apr 2025)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SMF24 Chief Operations (2 Jan 2025 to 17 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.