Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Client dealing (since 26 Jan 2026)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 9 Apr 2024)
- CF29 Significant management (21 Aug 2018 to 8 Dec 2019)
- CF30 Customer (6 Nov 2014 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 9 Apr 2024)
- CF29 Significant management (21 Aug 2018 to 8 Dec 2019)
- CF30 Customer (6 Nov 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 31 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.