Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 Jan 2026)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 9 Apr 2024)
    • CF29 Significant management (21 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2014 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 9 Apr 2024)
    • CF29 Significant management (21 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2014 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.