Susan Ebenston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management Funds Ltd

    FRN 141661

    • SMF9 Chair of the Governing Body (since 12 Dec 2023)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • SMF24 Chief Operations (9 Dec 2019 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF10a CASS Oversight function (18 Dec 2014 to 8 Dec 2019)
    • CF1 Director (17 Dec 2014 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2021)
    • CF3 Chief Executive (13 Apr 2015 to 8 Dec 2019)
    • CF1 Director (17 Dec 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 6 Feb 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Apr 2006 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (1 Nov 2007 to 6 Feb 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Apr 2006 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.