Matthew James Chapman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF1 Director (30 Jun 2006 to 31 Dec 2010)
    • CF10 Compliance Oversight (1 May 2006 to 31 Dec 2010)
    • CF11 Money Laundering Reporting (1 Dec 2005 to 31 Dec 2006)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF10 Compliance Oversight (1 May 2006 to 31 Dec 2010)
    • CF1 Director (1 May 2006 to 31 Dec 2010)
    • CF11 Money Laundering Reporting (1 Dec 2005 to 31 Dec 2006)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF1 Director (1 May 2006 to 31 Dec 2010)
    • CF10 Compliance Oversight (1 May 2006 to 31 Dec 2010)
    • CF11 Money Laundering Reporting (1 Dec 2005 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.