Malcolm Edwards

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management Funds Ltd
FRN 141661
- SMF1 Chief Executive (since 4 Aug 2025)
- SMF3 Executive Director (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 13 Apr 2023)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD
FRN 114627
- SMF1 Chief Executive (since 25 Mar 2025)
- SMF3 Executive Director (since 25 Mar 2025)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- [FCA CF] Material risk taker (19 Oct 2022 to 30 Sep 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.