Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 4 Feb 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (24 Mar 2022 to 24 Mar 2024)
- CF30 Customer (24 Oct 2019 to 8 Dec 2019)
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- CF1 Director (16 Nov 2015 to 7 Jun 2019)
- CF29 Significant management (16 Nov 2015 to 24 Jun 2019)
- CF30 Customer (25 May 2011 to 24 Jun 2019)
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- CF1 Director (16 Nov 2015 to 2 Sep 2016)
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- CF1 Director (16 Nov 2015 to 2 Sep 2016)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2010)
- CF26 Customer Trading (28 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Nov 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2010)
- CF26 Customer Trading (28 Dec 2005 to 13 Feb 2006)
- CF22 Investment Adviser (Trainee) (21 Nov 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.