Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • [FCA CF] Significant management (since 1 Apr 2026)
    • SMF4 Chief Risk (21 Sep 2020 to 1 Apr 2026)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • SMF4 Chief Risk (9 Dec 2019 to 8 Sep 2020)
    • CF28 Systems and controls (17 Jul 2018 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF4 Chief Risk (9 Dec 2019 to 8 Sep 2020)
    • CF28 Systems and controls (17 Jul 2018 to 8 Dec 2019)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SMF4 Chief Risk (10 Dec 2018 to 8 Sep 2020)
    • SIMF4 Chief Risk Function (17 Jul 2018 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.