Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (18 Jan 2018 to 8 Dec 2019)
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- CF3 Chief Executive (15 Mar 2011 to 19 Mar 2012)
- CF1 Director (15 Mar 2011 to 19 Mar 2012)
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- CF1 Director (15 Mar 2011 to 19 Mar 2012)
- CF3 Chief Executive (15 Mar 2011 to 19 Mar 2012)
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- CF1 Director (2 Jul 2010 to 19 Mar 2012)
- CF3 Chief Executive (2 Jul 2010 to 19 Mar 2012)
- CF30 Customer (2 Jul 2010 to 19 Mar 2012)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Dec 2002 to 1 Dec 2005)
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- CF27 Investment Management (1 Dec 2001 to 16 Aug 2002)
- CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
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- CF1 Director (1 Dec 2001 to 16 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.