Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • CF2 Non Executive Director (18 Jan 2018 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF3 Chief Executive (15 Mar 2011 to 19 Mar 2012)
    • CF1 Director (15 Mar 2011 to 19 Mar 2012)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF1 Director (15 Mar 2011 to 19 Mar 2012)
    • CF3 Chief Executive (15 Mar 2011 to 19 Mar 2012)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF1 Director (2 Jul 2010 to 19 Mar 2012)
    • CF3 Chief Executive (2 Jul 2010 to 19 Mar 2012)
    • CF30 Customer (2 Jul 2010 to 19 Mar 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Dec 2002 to 1 Dec 2005)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF27 Investment Management (1 Dec 2001 to 16 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF1 Director (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.