Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF14 Senior Independent Director (9 Dec 2019 to 30 Jun 2022)
- CF2 Non Executive Director (8 May 2018 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2022)
- SIMF9 Chairman (16 Aug 2016 to 9 Dec 2018)
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- CF2 Non Executive Director (17 Feb 2012 to 9 Dec 2013)
- CF1 Director (8 Jan 2009 to 23 Aug 2010)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2012)
- CF29 Significant management (1 Nov 2007 to 22 Feb 2012)
- CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Nov 2006 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 15 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.