Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF14 Senior Independent Director (9 Dec 2019 to 30 Jun 2022)
    • CF2 Non Executive Director (8 May 2018 to 8 Dec 2019)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Sep 2022)
    • SIMF9 Chairman (16 Aug 2016 to 9 Dec 2018)
  • Russell Investments Implementation Services Limited (no longer approved here)

    FRN 415353

    • CF2 Non Executive Director (17 Feb 2012 to 9 Dec 2013)
    • CF1 Director (8 Jan 2009 to 23 Aug 2010)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (1 Nov 2007 to 22 Feb 2012)
    • CF29 Significant management (1 Nov 2007 to 22 Feb 2012)
    • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Nov 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 15 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.