Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 Jan 2021 to 12 Jan 2022)
- [FCA CF] Material risk taker (13 Jan 2021 to 12 Jan 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 5 Nov 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2020)
- Responsible for Insurance Mediation (28 Oct 2014 to 30 Sep 2018)
- CF29 Significant management (28 Oct 2014 to 8 Dec 2019)
- CF30 Customer (31 Oct 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (13 Jan 2021 to 12 Jan 2022)
- [FCA CF] Material risk taker (13 Jan 2021 to 12 Jan 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 5 Nov 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2020)
- CF29 Significant management (28 Oct 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (28 Oct 2014 to 30 Sep 2018)
- CF30 Customer (2 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.