UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Eric Charles Sprague Byrne

  IRN ECB01054

  • SMF18 Other Overall Responsibility (26 Aug 2022 to 17 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 14 Jan 2021)
  • CF3 Chief Executive (7 Feb 2017 to 8 Dec 2019)
  • CF1 Director (7 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
• Farooq Gulzar

  IRN FXG00004

  • SMF4 Chief Risk (19 Apr 2021 to 12 Nov 2025)
• Francesco Russo

  IRN FXR01206

  • CF30 Customer (19 May 2015 to 2 Feb 2018)
• Fraser Alistair Hare

  IRN FAH01046

  • [FCA CF] Manager of certification employee (25 Aug 2020 to 5 Jul 2022)
  • [FCA CF] Client dealing (25 Aug 2020 to 20 Jun 2023)
  • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
• Gavin Byrnes

  IRN GXB00397

  • SMF18 Other Overall Responsibility (14 Aug 2023 to 2 Apr 2025)
• Georg Luis Frauboes Larenas

  IRN GLF01035

  • CF30 Customer (1 Jul 2017 to 8 Jan 2018)
• Georgina Louise Bean

  IRN GXB00454

  • SMF3 Executive Director (24 Feb 2023 to 8 Jan 2026)
• Gillian Marjorie Clarke

  IRN GMC01073

  • CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)
  • CF1 Director (1 Dec 2001 to 30 Jul 2004)
• Graham Richard Kane

  IRN GRK01015

  • CF3 Chief Executive (22 Dec 2003 to 23 Aug 2011)
  • CF27 Investment Management (1 Dec 2001 to 16 May 2003)
  • CF1 Director (1 Dec 2001 to 23 Aug 2011)
• Harshkant Vithalbhai Chauhan

  IRN HVC01008

  • CF1 Director (17 May 2010 to 6 Sep 2010)

No changes recorded yet.