Graham Richard Kane

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Jun 2010 to 23 Aug 2011)
    • CF29 Significant management (1 Nov 2007 to 23 Aug 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Sep 2006 to 31 Oct 2007)
    • CF1 Director (16 May 2003 to 12 Sep 2006)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF3 Chief Executive (22 Dec 2003 to 23 Aug 2011)
    • CF1 Director (1 Dec 2001 to 23 Aug 2011)
    • CF27 Investment Management (1 Dec 2001 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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