Gillian Marjorie Clarke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • SMF27 Partner (15 Jan 2020 to 2 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2020)
    • CF11 Money Laundering Reporting (8 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jul 2016 to 8 Dec 2019)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2020)
    • CF1 Director (28 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jul 2016 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF1 Director (AR) (20 May 2013 to 9 Nov 2015)
    • Responsible for Insurance Mediation (4 Nov 2011 to 6 May 2016)
    • CF1 Director (14 Apr 2011 to 6 May 2016)
    • CF10 Compliance Oversight (12 Jul 2010 to 6 May 2016)
    • CF11 Money Laundering Reporting (12 Jul 2010 to 6 May 2016)
  • OLIM Property Limited (no longer approved here)

    FRN 563156

    • CF2 Non Executive Director (15 Feb 2012 to 10 Apr 2012)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF11 Money Laundering Reporting (11 May 2011 to 6 May 2016)
    • CF10 Compliance Oversight (11 May 2011 to 6 May 2016)
    • CF1 Director (14 Apr 2011 to 6 May 2016)
  • BlackRock Fund Managers Limited (no longer approved here)

    FRN 119292

    • CF10 Compliance Oversight (8 Dec 2009 to 30 Jun 2010)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF10 Compliance Oversight (8 Dec 2009 to 30 Jun 2010)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF10 Compliance Oversight (8 Dec 2009 to 30 Jun 2010)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF10 Compliance Oversight (1 Jul 2006 to 30 Jun 2010)
    • CF11 Money Laundering Reporting (1 Jul 2006 to 10 Jun 2008)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF10 Compliance Oversight (1 Jul 2006 to 30 Jun 2010)
    • CF11 Money Laundering Reporting (1 Jul 2006 to 10 Jun 2008)
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