Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF11 Money Laundering Reporting (1 Jul 2006 to 10 Jun 2008)
    • CF10 Compliance Oversight (1 Jul 2006 to 30 Jun 2010)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
    • CF1 Director (1 Dec 2001 to 30 Jul 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
    • CF1 Director (1 Dec 2001 to 30 Jul 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
    • CF1 Director (1 Dec 2001 to 30 Jul 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.