Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (1 Jul 2006 to 10 Jun 2008)
- CF10 Compliance Oversight (1 Jul 2006 to 30 Jun 2010)
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- CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
- CF1 Director (1 Dec 2001 to 30 Jul 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)
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- CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
- CF1 Director (1 Dec 2001 to 30 Jul 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)
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- CF11 Money Laundering Reporting (18 Feb 2004 to 30 Jul 2004)
- CF1 Director (1 Dec 2001 to 30 Jul 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.