Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (25 Aug 2020 to 20 Jun 2023)
    • [FCA CF] Manager of certification employee (25 Aug 2020 to 5 Jul 2022)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Client dealing (25 Aug 2020 to 20 Jun 2023)
    • [FCA CF] Manager of certification employee (25 Aug 2020 to 5 Jul 2022)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.