Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 May 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Dec 2024)
    • CF1 Director (7 Feb 2017 to 8 Dec 2019)
    • CF3 Chief Executive (7 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF18 Other Overall Responsibility (26 Aug 2022 to 17 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Jan 2021)
    • CF1 Director (7 Feb 2017 to 8 Dec 2019)
    • CF3 Chief Executive (7 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2015 to 8 Dec 2019)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SMF1 Chief Executive (10 Dec 2018 to 7 Oct 2021)
    • SMF3 Executive Director (10 Dec 2018 to 24 Feb 2022)
    • SIMF1 Chief Executive Function (21 Mar 2017 to 9 Dec 2018)
    • CF1 Director (7 Feb 2017 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.