Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Client dealing (since 15 May 2025)
- SMF1 Chief Executive (9 Dec 2019 to 13 Sep 2022)
- SMF3 Executive Director (9 Dec 2019 to 3 Dec 2024)
- CF1 Director (7 Feb 2017 to 8 Dec 2019)
- CF3 Chief Executive (7 Feb 2017 to 8 Dec 2019)
- CF30 Customer (29 Dec 2015 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (26 Aug 2022 to 17 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 26 Aug 2022)
- SMF1 Chief Executive (9 Dec 2019 to 14 Jan 2021)
- CF1 Director (7 Feb 2017 to 8 Dec 2019)
- CF3 Chief Executive (7 Feb 2017 to 8 Dec 2019)
- CF30 Customer (29 Dec 2015 to 8 Dec 2019)
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- SMF1 Chief Executive (10 Dec 2018 to 7 Oct 2021)
- SMF3 Executive Director (10 Dec 2018 to 24 Feb 2022)
- SIMF1 Chief Executive Function (21 Mar 2017 to 9 Dec 2018)
- CF1 Director (7 Feb 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.