Gavin Byrnes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- SMF3 Executive Director (12 Feb 2024 to 24 Jun 2025)
- SMF18 Other Overall Responsibility (19 Jul 2022 to 12 Feb 2024)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- Director of firm who is not a certification employee or a SMF manager (20 Sep 2023 to 22 Apr 2024)
UBS Asset Management Funds Ltd (no longer approved here)
FRN 141661
- SMF18 Other Overall Responsibility (14 Aug 2023 to 2 Apr 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.