TRUE BEARING LIMITED

• Principal Place of Business

  Amber River True Bearing

  Assurance House, Chorley Business & Technology Centre

  East Terrace

  Euxton Lane

  Chorley

  Lancashire

  PR7 6TE

  UNITED KINGDOM

  Phone

  +441257260011

  Web

  http://www.amberriver.com/true-bearing

• Complaints Contact

  Amber River True Bearing

  Assurance House, Chorley Business & Technology Centre

  East Terrace

  Euxton Lane

  Chorley

  Lancashire

  PR7 6TE

  UNITED KINGDOM

  Phone

  +441257260011

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Helen Barclay

  IRN HMI00005

  • CF30 Customer (23 Oct 2015 to 11 Apr 2016)
• Helen Catherine Lupton

  IRN HCL01007

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 13 Dec 2022)
  • [FCA CF] Client dealing (since 13 Dec 2022)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Jan 2024)
  • Responsible for Insurance Mediation (30 Jun 2015 to 30 Sep 2018)
  • CF1 Director (5 Jun 2013 to 8 Dec 2019)
  • CF1 Director (AR) (3 Aug 2012 to 14 May 2024)
  • CF10 Compliance Oversight (23 Nov 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Nov 2011 to 8 Dec 2019)
• Helene Collins

  IRN HMC00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (10 Nov 2008 to 1 Sep 2022)
• Howard Stopforth

  IRN HXS00024

  • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 4 Dec 2023)
  • CF30 Customer (17 Jun 2022 to 4 Dec 2023)
  • [FCA CF] Functions requiring qualifications (27 May 2022 to 4 Dec 2023)
  • [FCA CF] Client dealing (27 May 2022 to 4 Dec 2023)
• Ian Arthur Brooks

  IRN IAB01075

  • CF30 Customer (24 Oct 2017 to 25 Oct 2017)
• Ian George Richards

  IRN IGR01011

  • CF30 Customer (29 Oct 2018 to 12 Jul 2019)
• Ian Thomas McCue

  IRN ITM01022

  • CF30 Customer (10 Jan 2017 to 30 Apr 2018)
• JOHN ADDIS

  IRN JAA00035

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 19 May 2022)
  • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
• James Herbert

  IRN JXH02340

  • [FCA CF] Functions requiring qualifications (12 Jun 2024 to 30 Sep 2024)
  • [FCA CF] Client dealing (12 Jun 2024 to 30 Sep 2024)
• James Peter Curry

  IRN JXC20078

  • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 6 Mar 2025)
  • CF30 Customer (12 Jan 2023 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (8 Nov 2022 to 23 May 2025)
  • [FCA CF] Client dealing (8 Nov 2022 to 23 May 2025)

• True Bearing (North West) Limited

  FRN 709439 · Appointed 7 Jul 2015

• Bread and Butter Advice Limited (no longer appointed)

  FRN 585311 · Appointed 26 Jul 2012 · Until 5 May 2021

• Jones Harris Financial Planning Ltd (no longer appointed)

  FRN 573766 · Appointed 27 Jan 2012 · Until 31 Mar 2021

No changes recorded yet.