James Peter Curry

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2025)
    • CF1 Director (AR) (since 3 Jun 2025)
    • CF30 Customer (since 3 Jun 2025)
    • [FCA CF] Client dealing (since 3 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • Rockwealth Lake District Ltd

    FRN 1033708

    • (1)Employed By (since 3 Jun 2025)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 6 Mar 2025)
    • CF30 Customer (12 Jan 2023 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (8 Nov 2022 to 23 May 2025)
    • [FCA CF] Client dealing (8 Nov 2022 to 23 May 2025)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (26)Employed By (12 Jan 2023 to 5 Mar 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 4 Nov 2022)
    • [FCA CF] Client dealing (9 Feb 2022 to 4 Nov 2022)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (11 Sep 2019 to 4 Nov 2022)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (11 Sep 2019 to 4 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.