Helen Barclay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Steven Martin & Associates Ltd

    FRN 449592

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (21 Apr 2016 to 23 Dec 2016)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (21 Apr 2016 to 23 Dec 2016)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF30 Customer (23 Oct 2015 to 11 Apr 2016)
  • Clarity Limited (no longer approved here)

    FRN 185468

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 11 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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