JOHN ADDIS

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED

    FRN 486512

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 19 May 2022)
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
  • True Bearing (North West) Limited

    FRN 709439

    • (2)Employed By (since 19 May 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 12 Sep 2013)
    • CF22 Investment Adviser (Trainee) (9 Nov 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Oct 2002 to 2 Nov 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.