Howard Stopforth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 4 Dec 2023)
    • CF30 Customer (17 Jun 2022 to 4 Dec 2023)
    • [FCA CF] Client dealing (27 May 2022 to 4 Dec 2023)
    • [FCA CF] Functions requiring qualifications (27 May 2022 to 4 Dec 2023)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (2)Employed By (17 Jun 2022 to 4 Dec 2023)
  • Arena Investment Management Limited (no longer approved here)

    FRN 228591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.