Ian George Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Aug 2019)
    • CF1 Director (AR) (since 11 Jul 2019)
  • Work to Live Financial Planning Limited

    FRN 845469

    • Employed By (since 11 Jul 2019)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF30 Customer (29 Oct 2018 to 12 Jul 2019)
  • CHAFES FINANCIAL LIMITED (no longer approved here)

    FRN 712590

    • Employed By (26 Feb 2018 to 4 Jul 2019)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • CF30 Customer (15 Dec 2017 to 10 Oct 2018)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (26 Jan 2017 to 8 Nov 2017)
  • Cambrian Associates Limited (no longer approved here)

    FRN 158976

    • CF30 Customer (22 Oct 2012 to 6 Dec 2016)
  • Axel I.F.A. Limited (no longer approved here)

    FRN 185963

    • Employed By (8 Feb 2012 to 28 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.