Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
    • [FCA CF] Client dealing (since 21 Feb 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (22 Jun 2018 to 21 Sep 2018)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF30 Customer (10 Jan 2017 to 30 Apr 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (27 Jun 2014 to 29 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.