Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
- [FCA CF] Client dealing (since 21 Feb 2022)
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- [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
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- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
- [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
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- [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
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- [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
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- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
- [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
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- [FCA CF] Client dealing (1 Sep 2020 to 19 Aug 2021)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 19 Aug 2021)
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- CF30 Customer (22 Jun 2018 to 21 Sep 2018)
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- CF30 Customer (10 Jan 2017 to 30 Apr 2018)
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- CF30 Customer (27 Jun 2014 to 29 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.