TRUE BEARING LIMITED

• Principal Place of Business

  Amber River True Bearing

  Assurance House, Chorley Business & Technology Centre

  East Terrace

  Euxton Lane

  Chorley

  Lancashire

  PR7 6TE

  UNITED KINGDOM

  Phone

  +441257260011

  Web

  http://www.amberriver.com/true-bearing

• Complaints Contact

  Amber River True Bearing

  Assurance House, Chorley Business & Technology Centre

  East Terrace

  Euxton Lane

  Chorley

  Lancashire

  PR7 6TE

  UNITED KINGDOM

  Phone

  +441257260011

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bryan Robert Thomas Keith

  IRN BRK01020

  • [FCA CF] Functions requiring qualifications (10 Dec 2024 to 19 Dec 2025)
  • [FCA CF] Client dealing (10 Dec 2024 to 19 Dec 2025)
• Christopher Speak

  IRN CXS01381

  • Appointed representative dealing with clients for which they require qualification (1 May 2021 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
• David Adetona King

  IRN DXA01786

  • CF30 Customer (24 Jan 2019 to 28 Aug 2019)
• David Edward Ryder

  IRN DER00028

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
  • [FCA CF] Client dealing (since 12 Jun 2024)
• David Houghton

  IRN DJH00146

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2025)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• David James Gaweda

  IRN DXG24033

  • [FCA CF] Functions requiring qualifications (12 Jun 2024 to 16 Oct 2024)
  • [FCA CF] Client dealing (12 Jun 2024 to 16 Oct 2024)
• David John Phillips

  IRN DJP01207

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
  • [FCA CF] Client dealing (since 12 Jun 2024)
• David Oversby

  IRN DAO00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (1 May 2021 to 23 Apr 2025)
  • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
• David Valentine

  IRN DXV01057

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
  • [FCA CF] Client dealing (since 7 Oct 2024)
  • [FCA CF] Manager of certification employee (since 12 Jul 2023)
• Dean Francis Harrison

  IRN DFH00001

  • CF30 Customer (15 Jul 2009 to 12 Nov 2010)

• True Bearing (North West) Limited

  FRN 709439 · Appointed 7 Jul 2015

• Bread and Butter Advice Limited (no longer appointed)

  FRN 585311 · Appointed 26 Jul 2012 · Until 5 May 2021

• Jones Harris Financial Planning Ltd (no longer appointed)

  FRN 573766 · Appointed 27 Jan 2012 · Until 31 Mar 2021

No changes recorded yet.