Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Apr 2026)
-
- [FCA CF] Client dealing (10 Dec 2024 to 19 Dec 2025)
- [FCA CF] Functions requiring qualifications (10 Dec 2024 to 19 Dec 2025)
-
- CF30 Customer (10 Feb 2017 to 2 Mar 2020)
-
- Employed By (10 Feb 2017 to 2 Mar 2020)
-
- CF30 Customer (20 Oct 2015 to 24 Feb 2017)
-
- CF30 Customer (8 Jul 2010 to 3 Jun 2013)
-
- CF30 Customer (17 Apr 2009 to 21 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.