Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2026)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • [FCA CF] Client dealing (10 Dec 2024 to 19 Dec 2025)
    • [FCA CF] Functions requiring qualifications (10 Dec 2024 to 19 Dec 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Feb 2017 to 2 Mar 2020)
  • Bryan Keith (no longer approved here)

    FRN 770943

    • Employed By (10 Feb 2017 to 2 Mar 2020)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (20 Oct 2015 to 24 Feb 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Jul 2010 to 3 Jun 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Apr 2009 to 21 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.