David James Gaweda

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2025)
    • CF30 Customer (since 3 Jan 2025)
    • [FCA CF] Client dealing (since 3 Jan 2025)
  • Chartered Independent Ltd

    FRN 622580

    • Employed By (since 3 Jan 2025)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • [FCA CF] Client dealing (12 Jun 2024 to 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (12 Jun 2024 to 16 Oct 2024)
  • Cullimore Dutton Solicitors Ltd (no longer approved here)

    FRN 726090

    • [FCA CF] Client dealing (31 Oct 2022 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 30 Jun 2023)
  • Hadlow Edwards Wealth Management Limited (no longer approved here)

    FRN 945393

    • (12)Employed By (22 Feb 2021 to 5 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (26 Jan 2021 to 5 Oct 2022)
    • CF30 Customer (21 Jan 2021 to 5 Oct 2022)

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