David Houghton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED

    FRN 486512

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Mar 2025)
    • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (22)Employed By (30 Jun 2020 to 5 Mar 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Mar 2012)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2005 to 20 Apr 2005)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (26 Jun 2006 to 18 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.