Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (1 May 2021 to 23 Apr 2025)
    • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (14)Employed By (26 Apr 2021 to 22 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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