TrinityBridge Fund Management Limited

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments.
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Limited to authorised unit trust box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Norman Demetrios Pappous

  IRN NDP01040

  • CF27 Investment Management (1 Dec 2001 to 20 May 2002)
• Oliver Corbett

  IRN ORC01001

  • SMF7 Group Entity Senior Manager (11 Mar 2020 to 16 Nov 2023)
• Patricia Marie Halliday

  IRN PMB01100

  • SMF7 Group Entity Senior Manager (1 Sep 2022 to 1 Mar 2025)
• Paul Stuart Chambers

  IRN PSC01081

  • CF1 Director (6 Jul 2010 to 1 Mar 2012)
  • CF28 Systems and controls (22 Jan 2010 to 1 Mar 2012)
• Penelope Lovell

  IRN PAL01069

  • CF30 Customer (5 Nov 2014 to 19 Sep 2017)
• Peter Giles Marshall

  IRN PGM01057

  • [FCA CF] Significant management (9 Sep 2022 to 26 Jun 2024)
  • SMF18 Other Overall Responsibility (6 Apr 2020 to 9 Sep 2022)
• Richard Bernstein

  IRN RXB02710

  • SMF4 Chief Risk (9 Dec 2019 to 28 Feb 2020)
  • CF28 Systems and controls (30 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Oct 2016 to 21 Nov 2016)
  • CF10 Compliance Oversight (10 Oct 2016 to 21 Nov 2016)
• Richard Ian Curry

  IRN RIC01022

  • CF10a CASS Oversight function (8 Feb 2012 to 16 Mar 2018)
  • CF1 Director (14 Jul 2010 to 16 Mar 2018)
• Richard Louis Bolchover

  IRN RLB01050

  • CF1 Director (1 Dec 2001 to 9 Mar 2007)
  • CF27 Investment Management (1 Dec 2001 to 9 Mar 2007)
• Richard William Killingbeck

  IRN RWK01011

  • CF8 Apportionment and Oversight (27 Mar 2007 to 1 May 2009)
  • CF1 Director (27 Mar 2007 to 1 May 2009)
  • CF3 Chief Executive (27 Mar 2007 to 1 May 2009)

No changes recorded yet.