Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Bank Europe Limited
FRN 165556
- SMF10 Chair of the Risk Committee (since 7 Mar 2025)
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Close Brothers Limited
FRN 124750
- SMF10 Chair of the Risk Committee (since 22 Sep 2022)
- Director of firm who is not a certification employee or a SMF manager (1 Aug 2021 to 17 Nov 2022)
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- SMF7 Group Entity Senior Manager (1 Sep 2022 to 1 Mar 2025)
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- SMF7 Group Entity Senior Manager (1 Sep 2022 to 1 Dec 2025)
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- SMF7 Group Entity Senior Manager (1 Sep 2022 to 1 Mar 2025)
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- SMF3 Executive Director (18 May 2018 to 31 Oct 2020)
- SMF4 Chief Risk (15 May 2017 to 31 Oct 2020)
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- SMF4 Chief Risk (22 Jan 2018 to 16 Oct 2020)
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- SMF4 Chief Risk (15 May 2017 to 31 Oct 2020)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.