Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (8 Feb 2012 to 16 Mar 2018)
- CF1 Director (14 Jul 2010 to 16 Mar 2018)
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- CF10a CASS Oversight function (1 Oct 2011 to 16 Mar 2018)
- CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
- CF1 Director (5 Dec 2006 to 30 Apr 2008)
- CF14 Risk Assessment (5 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.