Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Sep 2022 to 26 Jun 2024)
- SMF18 Other Overall Responsibility (6 Apr 2020 to 9 Sep 2022)
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- [FCA CF] Client dealing (29 Jul 2021 to 26 Jun 2024)
- SMF18 Other Overall Responsibility (6 Apr 2020 to 26 Jun 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.