Penelope Lovell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atomos Investments Limited (no longer approved here)
FRN 122588
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
- CF29 Significant management (24 Oct 2019 to 8 Dec 2019)
TrinityBridge Fund Management Limited (no longer approved here)
FRN 175827
- CF30 Customer (5 Nov 2014 to 19 Sep 2017)
TrinityBridge Limited (no longer approved here)
FRN 119329
- CF29 Significant management (8 Aug 2014 to 3 May 2017)
- CF30 Customer (10 Jul 2013 to 19 Sep 2017)
Rothschild & Co Wealth Management UK Limited (no longer approved here)
FRN 218613
- CF30 Customer (2 Dec 2009 to 22 Oct 2012)
Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.