Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (6 Jun 2019 to 10 Jan 2025)
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- CF3 Chief Executive (24 Dec 2012 to 31 Jul 2018)
- CF1 Director (31 Oct 2012 to 27 Sep 2018)
- CF29 Significant management (18 Sep 2012 to 31 Jul 2018)
- CF30 Customer (18 Sep 2012 to 1 Oct 2014)
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- CF30 Customer (14 Jul 2010 to 27 Aug 2012)
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- CF30 Customer (10 Jun 2008 to 1 Mar 2010)
- CF1 Director (2 May 2008 to 1 Mar 2010)
- CF3 Chief Executive (2 May 2008 to 1 May 2009)
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- CF1 Director (27 Mar 2007 to 1 May 2009)
- CF3 Chief Executive (27 Mar 2007 to 1 May 2009)
- CF8 Apportionment and Oversight (27 Mar 2007 to 1 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.