TrinityBridge Fund Management Limited

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments.
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Limited to authorised unit trust box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Riitta Mairikki Hujanen

  IRN RXH01628

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2022)
• Robert Michael David Alster

  IRN RMA01029

  • [FCA CF] Significant management (9 Sep 2022 to 26 Jun 2024)
  • SMF18 Other Overall Responsibility (8 Apr 2020 to 9 Sep 2022)
• Robert Michael Keeler

  IRN RMK01017

  • CF1 Director (19 Oct 2009 to 25 Jun 2010)
  • CF28 Systems and controls (6 Jul 2009 to 3 Jan 2011)
• Robin Michael Douglas

  IRN RMD01036

  • CF28 Systems and controls (1 Nov 2007 to 1 May 2009)
  • CF1 Director (3 Nov 2003 to 25 Jun 2010)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Robin Smith

  IRN RXS03061

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Dec 2015 to 8 Dec 2019)
• Roderick David Kent

  IRN RDK01018

  • CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2002)
• Roger William Nasmith Perrin

  IRN RWP01059

  • CF2 Non Executive Director (8 Apr 2004 to 15 Oct 2007)
• Roland Arthur John Kitson

  IRN RAK01029

  • CF1 Director (1 Dec 2001 to 15 Oct 2007)
• Rufus Andrew Douglas Warner

  IRN RAW01074

  • CF1 Director (27 Mar 2007 to 9 May 2008)
• Sarah Helen Forrest

  IRN SHF01035

  • CF2 Non Executive Director (16 Jul 2019 to 8 Dec 2019)

No changes recorded yet.