Rufus Andrew Douglas Warner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • CF30 Customer (1 Aug 2019 to 26 Jan 2023)
    • CF4 Partner (AR) (1 Aug 2019 to 26 Jan 2023)
  • Dais Partnership LLP (no longer approved here)

    FRN 845214

    • Employed By (1 Aug 2019 to 26 Jan 2023)
  • Mobius Life Limited (no longer approved here)

    FRN 189098

    • CF1 Director (6 Jan 2011 to 14 Dec 2012)
    • CF3 Chief Executive (6 Jan 2011 to 14 Dec 2012)
    • CF8 Apportionment and Oversight (6 Jan 2011 to 14 Dec 2012)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF1 Director (27 Mar 2007 to 9 May 2008)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF3 Chief Executive (16 May 2002 to 25 Jul 2003)
    • CF8 Apportionment and Oversight (16 May 2002 to 25 Jul 2003)
    • CF27 Investment Management (1 Dec 2001 to 17 May 2004)
    • CF1 Director (1 Dec 2001 to 25 Jul 2003)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF1 Director (1 Dec 2001 to 25 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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