Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • [FCA CF] Significant management (9 Sep 2022 to 26 Jun 2024)
    • SMF18 Other Overall Responsibility (8 Apr 2020 to 9 Sep 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (29 Jul 2021 to 26 Jun 2024)
    • SMF18 Other Overall Responsibility (8 Apr 2020 to 26 Jun 2024)
    • CF30 Customer (14 Feb 2014 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
    • CF1 Director (30 Nov 2005 to 16 Nov 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2003 to 30 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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