Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2022)
    • CF30 Customer (16 Aug 2012 to 8 Dec 2019)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2022)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (13 Nov 2007 to 14 Sep 2011)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (13 Nov 2007 to 14 Sep 2011)
  • Montanaro Asset Management Limited (no longer approved here)

    FRN 183211

    • CF27 Investment Management (6 Jun 2006 to 5 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.