TrinityBridge Fund Management Limited

• Principal Place of Business

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

  Web

  https://www.trinitybridge.com

• Complaints Contact

  Wigmore Yard

  42 Wigmore Street

  London

  W1U 2RY

  UNITED KINGDOM

  Phone

  +448005884064

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital share exchange activities and in carrying on such activities to the specified investments listed other than contractually based investments.
  • · Limited to authorised unit trust scheme share exchange activities and in carrying on such activities to the specified investments listed other than all contractually based investments.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital (ICVC) box management
  • · Limited to authorised unit trust box management
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Iain Philip Paul Crawford

  IRN IPC01023

  • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2008)
  • CF15 Internal Audit (5 Jun 2007 to 31 Oct 2007)
• John Edmeads

  IRN JXE00108

  • SMF3 Executive Director (since 1 Aug 2024)
  • [FCA CF] Significant management (since 9 Sep 2022)
  • SMF18 Other Overall Responsibility (8 Sep 2021 to 9 Sep 2022)
• Jonathan Saul Sieff

  IRN JSS01088

  • CF2 Non Executive Director (14 Aug 2003 to 21 Mar 2007)
• Julian Francis Daly

  IRN JFD00015

  • CF1 Director (1 May 2009 to 30 Sep 2009)
  • CF28 Systems and controls (1 May 2009 to 30 Sep 2009)
• Justin Mark Jarrett

  IRN JMJ01071

  • CF28 Systems and controls (2 Sep 2010 to 8 Dec 2019)
• Kari Hale

  IRN KXH00235

  • SMF7 Group Entity Senior Manager (16 Nov 2023 to 1 Mar 2025)
• Kawai Lai

  IRN KXL01208

  • CF28 Systems and controls (4 Nov 2009 to 8 Jan 2010)
• Marc Gordon

  IRN MXG01177

  • CF1 Director (1 Dec 2001 to 9 Mar 2007)
  • CF3 Chief Executive (1 Dec 2001 to 9 Mar 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Mar 2007)
• Margaret Lesley Jones

  IRN MLJ01008

  • SMF7 Group Entity Senior Manager (19 May 2020 to 1 Sep 2022)
• Martin Andrew

  IRN MXA01155

  • SMF2 Chief Finance (9 Sep 2021 to 7 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 7 Mar 2022)
  • CF3 Chief Executive (15 Sep 2017 to 8 Dec 2019)
  • CF1 Director (6 Jul 2010 to 8 Dec 2019)

No changes recorded yet.